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Kelly Rushing

Arax Advisory Partners
54 Years of Experience
Houston, TX
2 DisclosuresBroker
View SEC Summary
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Kelly Rushing is a registered investment advisor at Arax Advisory Partners, based in Houston, TX, with 54 years of industry experience. Kelly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.

Arax Advisory Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
15,662 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4444 Westheimer Road, G500, Houston, TX, 77027

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2002
Settled
Regulatory
May 1985
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kelly is a director for the Texas Historical Foundation and a board member for Open Door Mission, dedicating minimal time to each. She is also a registered representative with USCA Securities, LLC and a financial advisor with US Capital Wealth Advisors, LLC, spending minimal time on each.

Employment History
Current Registrations
Arax Advisory Partners
July 2026 - Present · 3 mos
Usca Securities LLCBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
U.S. Capital Wealth Advisors, LLC
June 2021 - July 2026 · 5 yrs 1 mo
Usca Asset Management LLC
March 2017 - March 2024 · 7 yrs
Usca RIA LLC
June 2015 - June 2021 · 6 yrs
UBS Financial Services INC.
August 2000 - July 2015 · 14 yrs 11 mos
UBS Financial Services INC.Broker
August 2000 - July 2015 · 14 yrs 11 mos
J.C. Bradford & CO.Broker
April 1999 - August 2000 · 1 yr 4 mos
Salomon Smith Barney INC.Broker
March 1989 - April 1999 · 10 yrs 1 mo
Shearson Lehman Brothers INC.Broker
January 1984 - March 1989 · 5 yrs 2 mos
Schneider, Bernet & Hickman, INC.Broker
June 1979 - January 1984 · 4 yrs 7 mos
Loeb PartnersBroker
January 1978 - August 1979 · 1 yr 7 mos
Loeb Rhoades & CO. INC.Broker
January 1977 - January 1978 · 1 yr
Loeb, Rhoades & CO. INC.Broker
May 1975 - January 1977 · 1 yr 8 mos
Kidder, Peabody & CO., IncorporatedBroker
January 1972 - May 1975 · 3 yrs 4 mos
State Registrations25 states
ARCACOFLGAHIILKSLAMSMTNCNJNMNVNYOHOKORTNTXVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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