Kelly Rushing
Kelly Rushing is a registered investment advisor at U.S. Capital Wealth Advisors, LLC, based in Austin, TX, with 54 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 4,460 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
USCWA is primarily compensated through asset-based fees, which are a percentage of the assets they manage for you. These fees generally range from 0.75% to 2.0% and are negotiable. The exact fee depends on factors like the amount of assets, the services you select, and the complexity of your portfolio. Some accounts are billed monthly based on the average daily balance, while others are billed quarterly based on quarter-end values. If external managers are used, there will usually be additional fees.
Location
300 West 6th Street, Suite 1900, Austin, TX, 78701
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2002Regulatory
May 1985Other Business Activities
Kelly is a director for the Texas Historical Foundation and a board member for Open Door Mission, dedicating minimal time to each. She is also a registered representative with USCA Securities, LLC and a financial advisor with US Capital Wealth Advisors, LLC, spending minimal time on each.
Employment History
Current Registrations
U.S. Capital Wealth Advisors, LLC
Usca Securities LLCBroker
Previous Registrations
Usca Asset Management LLC
Usca RIA LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
J.C. Bradford & CO.Broker
Salomon Smith Barney INC.Broker
Shearson Lehman Brothers INC.Broker
Schneider, Bernet & Hickman, INC.Broker
Loeb PartnersBroker
Loeb Rhoades & CO. INC.Broker
Loeb, Rhoades & CO. INC.Broker
Kidder, Peabody & CO., IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.