Anthony Small
Anthony Small is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Miami Beach, FL, with 19 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2340 Collins Avenue, Suite 200, Miami Beach, FL, 33139
Get directionsHistory
Regulatory History (3)
Judgment / Lien
November 2025Judgment / Lien
September 2025Judgment / Lien
May 2023Other Business Activities
Anthony is a notary with the Florida Department of State, dedicating minimal time to this activity. This activity is investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
UBS Financial Services INC.Broker
William Latham & CO., INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.