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Curtis Mason is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6805 Carnegie Boulevard, Suite 400, Charlotte, NC, 28211
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Regulatory History (2)
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Customer Dispute
June 2015Settled
Criminal
December 1991Final Disposition
Other Business Activities
Curtis serves on the VMI Business Advisory Council and the Pass Perfect Executive Advisory Board, providing advice on curriculum and securities licensing education. These activities require minimal time and are not investment-related.
Employment History
Current Registrations
Morgan Stanley
September 2019 - Present · 6 yrs 8 mos
Morgan StanleyBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2008 - September 2019 · 11 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
May 2008 - September 2019 · 11 yrs 4 mos
First Citizens Investor Services, INC.
February 2007 - May 2008 · 1 yr 3 mos
First Citizens Investor Services, INC.Broker
December 2006 - May 2008 · 1 yr 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2002 - November 2002 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2001 - November 2002 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.