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Assunta Siniscalchi

24 Years of Experience
Boca Raton, FL
1 DisclosureBroker

Assunta Siniscalchi is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 24 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1800 N Military Trail, Suite 210 2nd Floor, Boca Raton, FL, 33431

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Settled
Other Business Activities

Assunta is transitioning to Finet Practice, dedicating a few hours per week. She also serves as an executor for a non-family member's estate, spending minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2023 - Present · 2 yrs 7 mos
Wells Fargo Advisors
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2015 - October 2023 · 8 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2015 - October 2023 · 8 yrs 7 mos
Citigroup Global Markets INC.Broker
May 2007 - March 2015 · 7 yrs 10 mos
Citigroup Global Markets INC.
May 2007 - March 2015 · 7 yrs 10 mos
Citicorp Investment Services
December 2006 - May 2007 · 5 mos
Citicorp Investment ServicesBroker
December 2001 - May 2007 · 5 yrs 5 mos
State Registrations22 states
CACOCTDCDEFLGAHIILMAMONCNHNJNVNYORRISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.