David Waite
David Waite is a registered investment advisor at LPL Financial LLC, based in Indianapolis, IN, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Indianapolis, IN
Get directionsHistory
Regulatory History (5)
Financial
February 2026Financial
September 2025Financial
October 2024Financial
August 2024Customer Dispute
November 2013Other Business ActivitiesSells Insurance
David is an agent for non-variable insurance products since 2002, dedicating minimal time. He also works as an agent for Megan Wood Financial and another unnamed entity, spending about a quarter of his time on each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.