David Waite
David Waite is a registered investment advisor at LPL Financial LLC, based in Indianapolis, IN, with 23 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Indianapolis, IN
Get directionsHistory
Regulatory History (6)
Financial
May 2026Financial
February 2026Financial
September 2025Financial
October 2024Financial
August 2024Customer Dispute
November 2013Other Business ActivitiesSells Insurance
David is an agent for non-variable insurance products since 2002, dedicating minimal time. He also works as an agent for Megan Wood Financial and another unnamed entity, spending about a quarter of his time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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