Nicholas Erwin is a CFP-designated registered investment advisor at Arax Advisory Partners, based in Houston, TX, with 22 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.
Fee Estimator
Location
4444 Westheimer Road, Suite G500, Houston, TX, 77027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicholas is involved with several LLCs for passive investments and property operations, dedicating minimal time to each. He also works as a registered representative for USCA Securities and a financial advisor for US Capital Wealth Advisors, spending a few hours per week on these roles.
Employment History
Current Registrations
Arax Advisory Partners
Usca Securities LLCBroker
Previous Registrations
U.S. Capital Wealth Advisors, LLC
Usca RIA LLC
UBS Financial Services INC.Broker
UBS Financial Services INC.
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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