Jeffrey Birnbaum
Jeffrey Birnbaum is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 17 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
New York, NY
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffrey has several outside business activities, including talent management, tax consulting, and financial planning through On Point Financial Group LLC. He also has the ability to sell annuities and variable insurance products through Avantax Insurance Agency, LLC.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kevin Earls, ChFCCetera Investment Advisers LLC
- Lysandra Maxim, CFPCetera Investment Advisers LLC
- Sharaz Khan, CFPCetera Investment Advisers LLC
- Maria Golod, PFSCetera Investment Advisers LLC
- Walter SuarezCetera Investment Advisers LLC
- Craig Thompson, ChFCCetera Investment Advisers LLC