Fan Chen is a registered investment advisor at Maxim Financial Advisors LLC, based in New York, NY, with 16 years of industry experience. Fan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 775 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Wrap program asset management fees range from 10 basis points (0.10%) to 250 basis points (2.50%) and are negotiated at the time the client signs the contract. Customized hedge fund portfolios charge up to 1.50% annually.
Fee Estimator
Location
300 Park Ave, 16th Fl, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Maxim Financial Advisors LLC
Maxim Group LLCBroker
Previous Registrations
Four Points Capital Partners LLCBroker
Westpark Capital, INC.Broker
Legend Securities, INC.Broker
Olympus Securities, LLCBroker
Halcyon Cabot Partners, LTD.Broker
Assent LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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