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Oliver Maldonado is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2015Settled
Other Business Activities
Oliver is a sole proprietor/owner of rental real estate in Magnolia, Texas, since May 2024. This activity is investment-related and does not require time during or after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
May 2022 - Present · 4 yrs
Morgan Stanley
May 2022 - Present · 4 yrs
Previous Registrations
Monex Asset Management, INC.
February 2014 - June 2022 · 8 yrs 4 mos
Monex Securities, INC.Broker
February 2014 - June 2022 · 8 yrs 4 mos
UBS Financial Services INC.Broker
January 2012 - January 2014 · 2 yrs
UBS Financial Services INC.
January 2012 - January 2014 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2009 - February 2012 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2009 - February 2012 · 2 yrs 11 mos
State Registrations3 states
DEMNTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.