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Geoffrey Elliott is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6805 Carnegie Boulevard, Suite 400, Charlotte, NC, 28211
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Regulatory History (1)
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Financial
March 2020Final
Other Business Activities
Geoffrey's spouse owns rental real estate in Charlotte, North Carolina, since May 2024. Geoffrey occasionally fixes things at the property, spending minimal time on this activity.
Employment History
Current Registrations
Morgan Stanley
January 2022 - Present · 4 yrs 4 mos
Morgan StanleyBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
September 2018 - November 2021 · 3 yrs 2 mos
UBS Financial Services INC.Broker
July 2018 - November 2021 · 3 yrs 4 mos
Bankers Life Securities, INC.Broker
March 2018 - June 2018 · 3 mos
State Registrations38 states
ALARAZCACOCTDCDEFLGAILINKSKYMAMDMIMNMSMTNCNHNJNVNYOHORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.