Colin Ellis Cady

First Kentucky Securities CORP

4 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

First Kentucky Securities CORP

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

15 advisors

Number of Clients

1,751 clients

Average Client Portfolio

$388K average

Assets Under Management

$678.6M

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

4360 Brownsboro Road, Suite 300, Louisville, KY, 40207

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Colin is the owner/officer of Cecco, LLC, a single-member entity providing handyman services since 2018. This non-investment related activity takes about 10-20% of his time.

Employment History

Current Registrations

First Kentucky Securities CORP

January 2022 - Present · 4 yrs 1 mo

First Kentucky Securities CorporationBroker

June 2021 - Present · 4 yrs 8 mos

State Registrations3 states

INKYOH

AdvisorBrokerBoth

Exams

No exam information available for this advisor.