Gregory Duckworth
Gregory Duckworth is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
13024 Ballantyne Corporate Place, Suite 150, Charlotte, NC, 28277
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2012Customer Dispute
July 2004Customer Dispute
November 2000Other Business Activities
Gregory is the executor for his daughter's estate and a board member for South Charlotte Partners, Inc. He is also the sole proprietor/owner of Eureka Trading Company, LLC, dedicating minimal time to the executor role and a few hours per week to the other two activities.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Painewebber IncorporatedBroker
Wheat, First Securities, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.