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Aaron Nickolette

7 Years of Experience
Cincinnati, OH
Broker

Aaron Nickolette is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Cincinnati, OH, with 7 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2131 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3805 Edwards Road, Suite 200, Cincinnati, OH, 45209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is the treasurer of Crosspointe Community Association, a non-profit homeowners association, since 2019. He dedicates minimal time to this role, as a third party manages the properties and finances, and Aaron has no financial responsibilities.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2020 - Present · 6 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
April 2020 - Present · 6 yrs 6 mos
Previous Registrations
AXA Advisors, LLC
June 2019 - March 2020 · 9 mos
AXA Advisors, LLCBroker
May 2019 - March 2020 · 10 mos
State Registrations3 states
FLGAOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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