John Mossa is a CFP-designated registered investment advisor at LPL Financial LLC, based in Red Bank, NJ, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
130 Maple Ave, Ste. 1-B, Red Bank, NJ, 07701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John operates Wellesley Financial Planners as a DBA for his LPL business, works as a tax preparer, and engages in non-variable insurance activities. He also works as a licensed Medicare advisor and Medicare planning specialist, dedicating about 10-20% of his time to these insurance-related roles.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Santander Securities LLCBroker
Santander Securities
PNC Investments
PNC InvestmentsBroker
Capital One Investment Services LLCBroker
Capital One Financial Advisors LLC
PNC InvestmentsBroker
PNC Investments
Tiaa-Cref Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Financial Northeastern Securities, INC.Broker
Primevest Financial Services, INC.Broker
Fiserv Correspondent Services, INC.Broker
Mesirow Financial, INC.Broker
Gruntal & CO., L.L.C.Broker
Reinoso & Company, IncorporatedBroker
George K. Baum & CompanyBroker
George K. Baum & CompanyBroker
Painewebber IncorporatedBroker
Alex. Brown & Sons IncorporatedBroker
Discount Corporation of New York MunicipalsBroker
Freeman Securities Company, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.