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CFP · ChFC
RH
CFP · ChFC

Roger Hubley

Intercarolina Financial Services, INC.
54 Years of Experience
The Villages, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Roger Hubley is a CFP, ChFC-designated registered investment advisor at Intercarolina Financial Services, INC., based in The Villages, FL, with 54 years of industry experience. Roger is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 271 clients with $85M in assets under management.

Intercarolina Financial Services, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
16 advisors
Number of Clients
271 clients
Average Client Portfolio
$315K average
Assets Under Management
$85.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are negotiable with a maximum of 1.50% annually. The firm also participates in wrap fee programs with separate fee structures.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

The Villages, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2016
Final
Regulatory
January 2002
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Roger is the president of Networth Asset Management, dedicating full-time hours to this role. He also works full-time as an agent selling life and health insurance, spends a few hours per week as a rental real estate owner, and minimal time as an officer of CarAmy, LLC.

Employment History
Current Registrations
Intercarolina Financial Services, INC.
May 2024 - Present · 2 yrs 5 mos
Intercarolina Financial Services, INC.Broker
May 2024 - Present · 2 yrs 5 mos
Networth Asset Management, INC
November 2000 - Present · 25 yrs 11 mos
Previous Registrations
Transitional Broker LLCBroker
March 2024 - May 2024 · 2 mos
Intercarolina Financial Services, INC.Broker
July 2015 - February 2024 · 8 yrs 7 mos
Ifs SecuritiesBroker
February 2015 - August 2015 · 6 mos
Girard Securities, INC.
September 2011 - February 2015 · 3 yrs 5 mos
Girard Securities, INC.Broker
April 2009 - February 2015 · 5 yrs 10 mos
Prospera Financial Services, INC.Broker
October 2004 - May 2009 · 4 yrs 7 mos
The O.N. Equity Sales CompanyBroker
February 2003 - October 2004 · 1 yr 8 mos
Walnut Street Securities, INC.Broker
September 1989 - February 2003 · 13 yrs 5 mos
Integrated Resources Equity CorporationBroker
January 1984 - October 1989 · 5 yrs 9 mos
American Growth Fund Sponsors, INC.Broker
July 1979 - January 1984 · 4 yrs 6 mos
Linsco CorporationBroker
March 1977 - July 1977 · 4 mos
Provident Marketing CorporationBroker
January 1977 - July 1989 · 12 yrs 6 mos
Provident National Equities, INC.Broker
June 1975 - January 1977 · 1 yr 7 mos
Pml Securities CompanyBroker
November 1971 - August 1976 · 4 yrs 9 mos
State Registrations3 states
FLMNPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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