Brent Darwin Ripley

Northland Asset Management

43 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

Northland Asset Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

38 advisors

Number of Clients

785 clients

Average Client Portfolio

$458K average

Assets Under Management

$359.9M

Location

150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2000

Denied

Customer Dispute

May 1996

Award / Judgment

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Northland Asset Management

June 2022 - Present · 3 yrs 8 mos

Northland Securities, INC.Broker

January 2003 - Present · 23 yrs 1 mo

Previous Registrations

Miller Johnson Steichen Kinnard, INC.Broker

January 2001 - January 2003 · 2 yrs

Miller, Johnson & Kuehn, IncorporatedBroker

March 1986 - January 2001 · 14 yrs 10 mos

Summit Investment CorporationBroker

March 1985 - March 1986 · 1 yr

Miller & Schroeder Municipals, INC.Broker

March 1982 - March 1985 · 3 yrs

State Registrations8 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.