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CFA
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CFA

Nicholas Novak

15 Years of Experience
Minneapolis, MN
Broker

Nicholas Novak is a CFA-designated registered investment advisor at Northland Asset Management, based in Minneapolis, MN, with 15 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 785 clients with $360M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
IM Fee
Planning only
Assets Under Management
$359.9M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas is the executive director of the Jennifer Novak Foundation, a small family organization where he selects investments, prepares account statements, and makes donations. This takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Northland Asset Management
March 2022 - Present · 4 yrs 2 mos
Northland Securities, INC.Broker
March 2011 - Present · 15 yrs 2 mos
State Registrations6 states
CACOMNNYSDWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Novak - Financial Advisor | TrueAdvisor