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Todd Radam

41 Years of Experience
Minneapolis, MN
2 DisclosuresBroker

Todd Radam is a registered investment advisor at Northland Asset Management, based in Minneapolis, MN, with 41 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 785 clients with $360M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
IM Fee
Planning only
Assets Under Management
$359.9M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2000
Settled
Regulatory
July 1996
Final
Employment History
Current Registrations
Northland Asset Management
June 2012 - Present · 13 yrs 11 mos
Northland Securities, INC.Broker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Northland Asset Management
September 2010 - June 2012 · 1 yr 9 mos
UBS Financial Services INC.
March 2008 - April 2009 · 1 yr 1 mo
UBS Financial Services INC.Broker
August 2006 - April 2009 · 2 yrs 8 mos
Piper Jaffray & CO.Broker
May 1987 - August 2006 · 19 yrs 3 mos
Dain, Bosworth IncorporatedBroker
November 1984 - May 1987 · 2 yrs 6 mos
State Registrations18 states
AKARCACOFLIAILMAMIMNMONCNDNYPATXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Todd Radam - Financial Advisor | TrueAdvisor