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Todd Radam
41 Years of Experience
Minneapolis, MN
2 DisclosuresBroker
Todd Radam is a registered investment advisor at Northland Asset Management, based in Minneapolis, MN, with 41 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 875 clients with $410M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
39 advisors
IM Fee
Planning only
Assets Under Management
$405.5M
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2000Settled
Regulatory
July 1996Final
Employment History
Current Registrations
Northland Asset Management
June 2012 - Present · 14 yrs 4 mos
Northland Securities, INC.Broker
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Northland Asset Management
September 2010 - June 2012 · 1 yr 9 mos
UBS Financial Services INC.
March 2008 - April 2009 · 1 yr 1 mo
UBS Financial Services INC.Broker
August 2006 - April 2009 · 2 yrs 8 mos
Piper Jaffray & CO.Broker
May 1987 - August 2006 · 19 yrs 3 mos
Dain, Bosworth IncorporatedBroker
November 1984 - May 1987 · 2 yrs 6 mos
State Registrations19 states
AKARCACOFLIAILMAMIMNMONCNDNYPATXUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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