MS
ChFC
MS
ChFC

Matthew Schwarz

8 Years of Experience
Minneapolis, MN
Broker

Matthew Schwarz is a ChFC-designated registered investment advisor at Northland Asset Management, based in Minneapolis, MN, with 8 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 785 clients with $360M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
IM Fee
Planning only
Assets Under Management
$359.9M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northland Asset Management
May 2022 - Present · 4 yrs
Northland Securities, INC.Broker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Thrivent Investment Management INC.Broker
August 2017 - July 2021 · 3 yrs 11 mos
State Registrations27 states
ALAZCACOFLIAILMAMIMNMOMSMTNCNDNENMNVNYORSDTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.