Jeffrey Sams is a CFA-designated registered investment advisor at Northland Asset Management, based in Minneapolis, MN, with 21 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 785 clients with $360M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jeffrey works part-time for Minnesota Sportservice, Aramark, and Delaware North, vending and selling food and beverages at sporting events and concerts. These activities involve minimal time during trading hours and primarily involve receiving commissions and tips.
Employment History
Current Registrations
Northland Asset Management
Northland Securities, INC.Broker
Previous Registrations
Financial Network Investment CorporationBroker
Genworth Financial Securities CorporationBroker
Multi-Financial Securities CorporationBroker
Primevest Financial Services, INC.Broker
Guaranty Brokerage Services, INC.Broker
Bancnorth Investment Group, INC.Broker
Northland Securities, INC.Broker
State Registrations4 states
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