JS
CFA
JS
CFA

Jeffrey Joseph Sams

20 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
38 advisors
Number of Clients
785 clients
Average Client Portfolio
$458K average
Assets Under Management
$359.9M
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Location

150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jeffrey works part-time for Minnesota Sportservice, Aramark, and Delaware North, vending and selling food and beverages at sporting events and concerts. These activities involve minimal time during trading hours and primarily involve receiving commissions and tips.

Employment History
Current Registrations
Northland Asset Management
April 2017 - Present · 8 yrs 10 mos
Northland Securities, INC.Broker
June 2012 - Present · 13 yrs 8 mos
Previous Registrations
Financial Network Investment CorporationBroker
April 2012 - June 2012 · 2 mos
Multi-Financial Securities CorporationBroker
April 2012 - June 2012 · 2 mos
Genworth Financial Securities CorporationBroker
April 2012 - June 2012 · 2 mos
Primevest Financial Services, INC.Broker
June 2005 - June 2012 · 7 yrs
Guaranty Brokerage Services, INC.Broker
June 2005 - December 2010 · 5 yrs 6 mos
Bancnorth Investment Group, INC.Broker
June 2005 - November 2009 · 4 yrs 5 mos
Northland Securities, INC.Broker
January 2005 - June 2005 · 5 mos
State Registrations4 states
IAMNNDWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.