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Thomas Labelle

21 Years of Experience
Minneapolis, MN
1 DisclosureBroker

Thomas Labelle is a registered investment advisor at Northland Asset Management, based in Minneapolis, MN, with 21 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 785 clients with $360M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
IM Fee
Planning only
Assets Under Management
$359.9M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402

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History

Regulatory History (1)
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Customer Dispute
September 2009
Denied
Other Business Activities

Thomas owns and manages a rental property since 2022, dedicating minimal time to it. He also owns a crypto mining operation, which is not investment-related, and requires minimal time.

Employment History
Current Registrations
Northland Securities, INC.Broker
October 2009 - Present · 16 yrs 7 mos
Northland Asset Management
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - October 2009 · 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2009 · 4 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2007 - April 2007 · 1 mo
Morgan Stanley Dw INC.Broker
January 2007 - April 2007 · 3 mos
U.S. Bancorp Piper Jaffray INC.Broker
April 2000 - December 2002 · 2 yrs 8 mos
State Registrations38 states
ARAZCACOCTDCDEFLGAHIIAILINKSMAMDMIMNMOMTNCNDNJNVNYOHORPARISCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.