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James Reynolds

Northland Asset Management
25 Years of Experience
Minneapolis, MN
2 DisclosuresBroker
View SEC Summary
View SEC Summary

James Reynolds is a registered investment advisor at Northland Asset Management, based in Minneapolis, MN, with 25 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 875 clients with $410M in assets under management.

Northland Asset Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
39 advisors
IM Fee
Planning only
Assets Under Management
$405.5M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2021
Settled
Customer Dispute
June 2016
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Northland Asset Management
May 2008 - Present · 18 yrs 5 mos
Northland Securities, INC.Broker
September 2002 - Present · 24 yrs 1 mo
Previous Registrations
Miller Johnson Steichen Kinnard, INC.Broker
September 2001 - September 2002 · 1 yr
State Registrations25 states
AZCACOFLIAIDILLAMIMNMONCNDNENMNVNYOHORSCSDTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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