James Robert Reynolds

Northland Asset Management

24 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

Northland Asset Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

38 advisors

Number of Clients

785 clients

Average Client Portfolio

$458K average

Assets Under Management

$359.9M

Location

150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2021

Settled

Customer Dispute

June 2016

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Northland Asset Management

May 2008 - Present · 17 yrs 9 mos

Northland Securities, INC.Broker

September 2002 - Present · 23 yrs 5 mos

Previous Registrations

Miller Johnson Steichen Kinnard, INC.Broker

September 2001 - September 2002 · 1 yr

State Registrations24 states

AZCACOFLIAIDILLAMIMNMONCNDNENMNVOHORSCSDTXVAWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.