Joey Price
Joey Price is a registered investment advisor at LPL Financial LLC, based in Hot Springs, AR, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1801 Higdon Ferry Rd, Ste B1, Hot Springs, AR, 71913
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2008Regulatory
February 2001Regulatory
September 2000Regulatory
September 1998Other Business ActivitiesSells Insurance
Joey operates under two DBAs for his LPL business: Price Investment Group and Ouachita Financial Advisors, dedicating a significant amount of time to these activities. He also engages in real estate rental, acts as an executor for an estate, and works as a non-variable insurance agent, each requiring minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Boatmen's Investment Services of Arkansas, INC.Broker
Boatmen's Investment Services, INC.Broker
Liberty Securities CorporationBroker
Pamco Securities and Insurance ServicesBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.