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Joey Price

LPL Financial LLC
40 Years of Experience
Little Rock, AR
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Joey Price is a registered investment advisor at LPL Financial LLC, based in Little Rock, AR, with 40 years of industry experience. Joey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

523 N. University Ave, Little Rock, AR, 72205

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
Regulatory
February 2001
Final
Regulatory
September 2000
Final
Regulatory
September 1998
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joey operates under two DBAs for his LPL business: Price Investment Group and Ouachita Financial Advisors, dedicating a significant amount of time to these activities. He also engages in real estate rental, acts as an executor for an estate, and works as a non-variable insurance agent, each requiring minimal time.

Employment History
Current Registrations
LPL Financial LLC
June 2019 - Present · 7 yrs 4 mos
LPL Financial LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
April 2009 - June 2019 · 10 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2009 - June 2019 · 10 yrs 2 mos
Citigroup Global Markets INC.
May 2001 - April 2009 · 7 yrs 11 mos
Citigroup Global Markets INC.Broker
April 2001 - April 2009 · 8 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1997 - May 2001 · 4 yrs 1 mo
Boatmen's Investment Services of Arkansas, INC.Broker
May 1996 - April 1997 · 11 mos
Boatmen's Investment Services, INC.Broker
October 1992 - April 1997 · 4 yrs 6 mos
Liberty Securities CorporationBroker
August 1991 - September 1992 · 1 yr 1 mo
Pamco Securities and Insurance ServicesBroker
January 1987 - August 1991 · 4 yrs 7 mos
Equico Securities, INC.Broker
April 1986 - April 1987 · 1 yr
The Equitable Life Assurance Society of the United StatesBroker
April 1986 - March 1987 · 11 mos
State Registrations24 states
ALARAZCACOFLIAILKSLAMAMIMNMOMSMTNCNYOHSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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