JB
JB
John Burton
15 Years of Experience
North Little Rock, AR
1 DisclosureBroker
John Burton is a registered investment advisor at Cetera Investment Advisers LLC, based in North Little Rock, AR, with 15 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
4545 Fairway Ave, North Little Rock, AR, 72116
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2017Final
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2023 - Present · 3 yrs 5 mos
Cetera Investment Services LLCBroker
January 2023 - Present · 3 yrs 6 mos
Previous Registrations
LPL Financial LLC
May 2022 - February 2023 · 9 mos
LPL Financial LLCBroker
May 2022 - February 2023 · 9 mos
CUNA Brokerage Services, INC.
November 2019 - May 2022 · 2 yrs 6 mos
CUNA Brokerage Services, INC.Broker
November 2019 - May 2022 · 2 yrs 6 mos
PNC Investments
July 2019 - November 2019 · 4 mos
PNC InvestmentsBroker
June 2019 - November 2019 · 5 mos
U.S. Bancorp Investments, INC.
May 2018 - June 2019 · 1 yr 1 mo
U.S. Bancorp Investments, INC.Broker
May 2018 - June 2019 · 1 yr 1 mo
U.S. Bancorp Investments, INC.
May 2018 - May 2018 · 0 mos
CUNA Brokerage Services, INC.Broker
March 2014 - May 2018 · 4 yrs 2 mos
CUNA Brokerage Services, INC.
March 2014 - May 2018 · 4 yrs 2 mos
Legacy Investment Advisors, LLC
January 2011 - December 2013 · 2 yrs 11 mos
Main Street Advisors, LLC
October 2008 - November 2008 · 1 mo
State Registrations3 states
ARNHTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.