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Michael O'brien

LPL Financial LLC
10 Years of Experience
Little Rock, AR
1 DisclosureBroker
View SEC Summary
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Michael O'brien is a registered investment advisor at LPL Financial LLC, based in Little Rock, AR, with 10 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5507 Ranch Drive Ste 104-B, Little Rock, AR, 72223

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History

Regulatory History (1)
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Criminal
September 2003
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is involved with MRO Entertainment LLC for tax/investment purposes, dedicating about 10-20% of his time. He also operates under the DBA MRO Affluent Investments for his LPL business, committing full-time hours to this endeavor.

Employment History
Current Registrations
LPL Financial LLC
May 2022 - Present · 4 yrs 5 mos
LPL Financial LLCBroker
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
Edward Jones
June 2016 - March 2022 · 5 yrs 9 mos
Edward JonesBroker
March 2016 - March 2022 · 6 yrs
State Registrations8 states
ARCACOFLKSKYOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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