Michael O'brien
Michael O'brien is a registered investment advisor at LPL Financial LLC, based in Little Rock, AR, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5507 Ranch Drive Ste 104-B, Little Rock, AR, 72223
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Regulatory History (1)
Criminal
September 2003Other Business Activities
Michael is involved with MRO Entertainment LLC for tax/investment purposes, dedicating about 10-20% of his time. He also operates under the DBA MRO Affluent Investments for his LPL business, committing full-time hours to this endeavor.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.