Chad Carlson
Chad Carlson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Little Rock, AR, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
17901 Chenal Parkway, Little Rock, AR, 72223
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Regulatory History (1)
Regulatory
September 2004Other Business Activities
Chad operates under the DBA Simmons Investment Services for his LPL business since 2019. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Simmons First Capital Management, INC.
Simmons First Investment Group, INC.
Simmons First Investment Group, INC.Broker
Morgan Keegan & Company, INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.