Sergio Ceja
Sergio Ceja is a registered investment advisor at LPL Financial LLC, based in Little Rock, AR, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11311 Arcade Dr Ste 120, Little Rock, AR, 72212
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2015Other Business Activities
Sergio is a FINRA arbitrator and owns rental property, each taking minimal time. He also works at Ceja Law Firm and is involved with SC Collectibles, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
Bkd Wealth Advisors, LLC
Morgan Stanley
Morgan StanleyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.