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Mary Henry

LPL Financial LLC
44 Years of Experience
Little Rock, AR
3 DisclosuresBroker
View SEC Summary
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Mary Henry is a registered investment advisor at LPL Financial LLC, based in Little Rock, AR, with 44 years of industry experience. Mary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10 Corporate Hill Dr, Ste 250, Little Rock, AR, 72205

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Denied
Customer Dispute
July 2008
Denied
Customer Dispute
September 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Pathway Financial Management is a DBA for Mary's LPL business, and is investment related.

Employment History
Current Registrations
LPL Financial LLCBroker
March 2008 - Present · 18 yrs 7 mos
LPL Financial LLC
March 2008 - Present · 18 yrs 7 mos
LPL Financial LLC
March 2008 - Present · 18 yrs 7 mos
Previous Registrations
Edward Jones
January 2007 - February 2008 · 1 yr 1 mo
Edward JonesBroker
June 2002 - February 2008 · 5 yrs 8 mos
Prudential Securities Incorporated
June 1994 - June 2002 · 8 yrs
Prudential Securities IncorporatedBroker
January 1984 - June 2002 · 18 yrs 5 mos
Shearson/american Express INC.Broker
September 1981 - February 1984 · 2 yrs 5 mos
State Registrations4 states
ARNCNYTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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