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Anthony Mampieri
38 Years of Experience
Boca Raton, FL
2 DisclosuresBroker
Anthony Mampieri is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Boca Raton, FL
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2024Pending
Customer Dispute
October 2016Settled
Other Business Activities
Anthony has 100% ownership of Mampieri Financial Services, LLC, and rental property. He spends minimal time on these activities.
Employment History
Current Registrations
Wells Fargo Advisors
October 2023 - Present · 2 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Morgan Stanley
August 2010 - October 2023 · 13 yrs 2 mos
Morgan StanleyBroker
August 2010 - October 2023 · 13 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
January 2002 - September 2002 · 8 mos
Robert W. Baird & CO. Incorporated
September 1999 - August 2010 · 10 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
September 1998 - August 2010 · 11 yrs 11 mos
Fifth Third/the Ohio CompanyBroker
June 1988 - September 1998 · 10 yrs 3 mos
Sherwood Capital, INC.Broker
June 1987 - May 1988 · 11 mos
State Registrations15 states
AZCAFLGAILMDMINCNVNYOHPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.