James Steven Kiper

First Kentucky Securities CORP

37 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

First Kentucky Securities CORP

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

15 advisors

Number of Clients

1,751 clients

Average Client Portfolio

$388K average

Assets Under Management

$678.6M

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

4360 Brownsboro Road, Suite 300, Louisville, KY, 40207

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

James is a part-time pilot for Crew Aviation LLC (formerly Central American Airways). He is also involved with Triple M Investment Club.

Employment History

Current Registrations

First Kentucky Securities CORP

November 2014 - Present · 11 yrs 3 mos

First Kentucky Securities CorporationBroker

May 2014 - Present · 11 yrs 9 mos

Previous Registrations

UBS Financial Services INC.

January 2004 - June 2014 · 10 yrs 5 mos

UBS Financial Services INC.Broker

August 2000 - June 2014 · 13 yrs 10 mos

J.C. Bradford & CO.Broker

January 1988 - August 2000 · 12 yrs 7 mos

State Registrations25 states

AKALARCADCFLGAILINKYMIMNMONCNDNJNMNVNYOHTNTXVAWAWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.