CD
CD
Christopher Duffey
37 Years of Experience
Boca Raton, FL
3 DisclosuresBroker
Christopher Duffey is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
2385 NW Executive Center Dr Ste 260, [Satellite], Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2010Denied
Customer Dispute
September 2010Settled
Customer Dispute
March 2008Settled
Other Business Activities
Christopher owns Duffey Wealth Management, LLC, established for his financial practice. He dedicates nearly full-time hours to this endeavor.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2025 - Present · 10 mos
Wells Fargo Advisors
July 2025 - Present · 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
April 2010 - July 2025 · 15 yrs 3 mos
Wells Fargo Advisors
April 2010 - July 2025 · 15 yrs 3 mos
UBS Financial Services INC.
January 2006 - April 2010 · 4 yrs 3 mos
UBS Financial Services INC.Broker
January 2006 - April 2010 · 4 yrs 3 mos
UBS Securities LLCBroker
January 2006 - January 2006 · 0 mos
UBS Financial Services INC.
February 2005 - January 2006 · 11 mos
UBS Financial Services INC.Broker
January 2005 - January 2006 · 1 yr
Citigroup Global Markets INC.
April 1991 - February 2005 · 13 yrs 10 mos
Citigroup Global Markets INC.Broker
May 1989 - February 2005 · 15 yrs 9 mos
Drexel Burnham Lambert IncorporatedBroker
February 1989 - May 1989 · 3 mos
State Registrations35 states
ALARAZCACOCTDCDEFLGAILINLAMAMDMEMNMOMSNCNHNJNMNVNYOHORPASCTNTXVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.