David King is a registered investment advisor at Arax Advisory Partners, based in Houston, TX, with 31 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.
Fee Estimator
Location
4444 Westheimer Road, Suite G500, Houston, TX, 77027
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David serves on the board of directors for Badger Midstream Energy LP and is a managing member of various general partnerships of USCA Feeder Funds. He also owns rental property and is a registered representative and financial advisor for USCA Securities, LLC and US Capital Wealth Advisors, LLC, respectively, and a managing member of 13Capital LLC, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Arax Advisory Partners
Usca Asset Management LLC
Usca Securities LLCBroker
Previous Registrations
U.S. Capital Wealth Advisors, LLC
Usca Asset Management LLC
Usca RIA LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Deutsche Bank Securities INC.Broker
Db Alex. Brown LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
La Jolla Capital CorporationBroker
Moors & Cabot, INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Deborah EllisArax Advisory Partners
- Patrick MendenhallArax Advisory Partners
- Patricia TrieglaffArax Advisory Partners
- Daniel VickeryArax Advisory Partners
- Debra Parant, CFAArax Advisory Partners
- Matthew WestArax Advisory Partners