David King is a registered investment advisor at Usca Asset Management LLC, based in Houston, TX, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 25 clients with $170M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
4444 Westheimer, Suite G500, Houston, TX, 77027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David serves on the board of directors for Badger Midstream Energy LP and is a managing member of various general partnerships of USCA Feeder Funds. He also owns rental property and is a registered representative and financial advisor for USCA Securities, LLC and US Capital Wealth Advisors, LLC, respectively, and a managing member of 13Capital LLC, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Usca Asset Management LLC
U.S. Capital Wealth Advisors, LLC
Usca Securities LLCBroker
Previous Registrations
Usca Asset Management LLC
Usca RIA LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Deutsche Bank Securities INC.Broker
Db Alex. Brown LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
La Jolla Capital CorporationBroker
Moors & Cabot, INC.Broker
State Registrations29 states
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