RC
RC
Roni Chase
31 Years of Experience
Boca Raton, FL
1 DisclosureBroker
Roni Chase is a registered investment advisor at Wells Fargo Advisors, based in Boca Raton, FL, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
One Town Center Road Suite 660, [Satellite], Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2010Denied
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
February 2024 - Present · 2 yrs 5 mos
Wells Fargo Advisors
February 2024 - Present · 2 yrs 5 mos
Previous Registrations
Janney Montgomery Scott LLCBroker
December 2016 - February 2024 · 7 yrs 2 mos
Janney Montgomery Scott LLC
December 2016 - February 2024 · 7 yrs 2 mos
Wells Fargo Advisors
June 2009 - December 2016 · 7 yrs 6 mos
Wells Fargo AdvisorsBroker
May 2009 - December 2016 · 7 yrs 7 mos
Citigroup Global Markets INC.
May 2007 - June 2009 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2007 - June 2009 · 2 yrs 1 mo
Citicorp Investment Services
September 2004 - May 2007 · 2 yrs 8 mos
Citicorp Investment ServicesBroker
October 2003 - May 2007 · 3 yrs 7 mos
Dreyfus Service Corporation
October 2002 - October 2003 · 1 yr
Dreyfus Service CorporationBroker
April 2001 - October 2003 · 2 yrs 6 mos
Fidelity Brokerage Services LLCBroker
November 1999 - April 2001 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1998 - October 1999 · 1 yr 1 mo
The Dreyfus Service CorporationBroker
May 1996 - September 1998 · 2 yrs 4 mos
Cigna Financial Advisors,inc.Broker
February 1995 - February 1996 · 1 yr
Cigna Financial Advisors,inc.Broker
March 1994 - August 1994 · 5 mos
State Registrations7 states
CADEFLNCNJNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.