Manuel Monserrate
Manuel Monserrate is a registered investment advisor at Npa Asset Management, LLC, based in Hato Rey, PR, with 31 years of industry experience. Manuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,855 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NPA Asset Management offers several investment management programs:
- Advisor Managed Account Program: Advisors assist clients in developing custom portfolios with various securities. Maximum annual fee is 3% of the account value, negotiable.
- MA Direct Account Program: Advisors help clients select third-party money managers. Maximum annual fee is 3% of the account value, negotiable.
- MA Custom AdvisorFlex Program: Clients choose from model portfolios managed by Lockwood Advisors. Maximum annual fee is 3% of the account value, negotiable.
Fees are payable in advance and are based on the account balance. Clients may also incur transaction charges and other fees. All fees are negotiable.
Location
31 Calaf S, Hato Rey, PR, 00918
Get directionsHistory
Regulatory History (13)
Customer Dispute
August 2020Customer Dispute
August 2019Customer Dispute
May 2019Customer Dispute
December 2018Customer Dispute
December 2018Customer Dispute
January 2018Customer Dispute
December 2017Customer Dispute
November 2017Customer Dispute
August 2017Customer Dispute
July 2017Customer Dispute
July 2017Customer Dispute
May 2015Customer Dispute
December 2013Other Business ActivitiesSells Insurance
Manuel has several outside business activities, including a limited notarial practice, ownership in an agriculture-related business, co-ownership and treasurer roles in two long-term care facilities, and ownership in POAR, LLC providing financial management services to the nursing homes. Manuel is also an insurance agent selling fixed and variable annuities.
Employment History
Current Registrations
Npa Asset Management, LLC
Nationwide Planning Associates INC.Broker
Previous Registrations
Npa Asset Management, LLC
Oriental Financial Services CORP.Broker
UBS Financial Services INC.Broker
UBS Financial Services Incorporated of Puerto RicoBroker
Santander SecuritiesBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.