TrueAdvisor
TrueAdvisor
MM
MM

Manuel Monserrate

Npa Asset Management, LLC
32 Years of Experience
Hato Rey, PR
13 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Manuel Monserrate is a registered investment advisor at Npa Asset Management, LLC, based in Hato Rey, PR, with 32 years of industry experience. Manuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,746 clients with $1.1B in assets under management.

Npa Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
52 advisors
Number of Clients
2,746 clients
Average Client Portfolio
$388K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual account management fee is up to 3.00% and is negotiable. Fees vary by specific program, account size, and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

31 Calaf S, Hato Rey, PR, 00918

Get directions

History

Regulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2020
Settled
Customer Dispute
August 2019
Settled
Customer Dispute
May 2019
Settled
Customer Dispute
December 2018
Settled
Customer Dispute
December 2018
Settled
Customer Dispute
January 2018
Settled
Customer Dispute
December 2017
Settled
Customer Dispute
November 2017
Settled
Customer Dispute
August 2017
Settled
Customer Dispute
July 2017
Settled
Customer Dispute
July 2017
Settled
Customer Dispute
May 2015
Settled
Customer Dispute
December 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Manuel has several outside business activities, including a limited notarial practice, ownership in an agriculture-related business, co-ownership and treasurer roles in two long-term care facilities, and ownership in POAR, LLC providing financial management services to the nursing homes. Manuel is also an insurance agent selling fixed and variable annuities.

Employment History
Current Registrations
Npa Asset Management, LLC
January 2018 - Present · 8 yrs 9 mos
Nationwide Planning Associates INC.Broker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Npa Asset Management, LLC
February 2017 - December 2017 · 10 mos
Oriental Financial Services CORP.Broker
February 2009 - January 2017 · 7 yrs 11 mos
UBS Financial Services Incorporated of Puerto RicoBroker
July 2001 - February 2009 · 7 yrs 7 mos
UBS Financial Services INC.Broker
July 2001 - February 2009 · 7 yrs 7 mos
Santander SecuritiesBroker
April 1997 - July 2001 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1994 - April 1997 · 2 yrs 9 mos
State Registrations2 states
FLPR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Hato Rey, PR →All financial advisors in Puerto Rico →