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Barry P Toole

World Advisory Services
25 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
World Advisory Services
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
261 advisors
Number of Clients
3,473 clients
Average Client Portfolio
$500K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$10K

Location

24 E. Cota Street, Suite 200, Santa Barbara, CA, 93101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2012
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Barry is a managing member of Happy Hooker Brands, LLC, a novelty gift company. He manages the day-to-day operations of the business, dedicating a few hours per week to this endeavor.

Employment History
Current Registrations
World Investments, LLC
August 2024 - Present · 1 yr 6 mos
World Investments, LLCBroker
August 2024 - Present · 1 yr 6 mos
World Investment Advisors, LLC
March 2016 - Present · 9 yrs 11 mos
Previous Registrations
Pensionmark Securities, LLCBroker
May 2017 - October 2025 · 8 yrs 5 mos
Capfinancial Securities, LLC.Broker
March 2016 - December 2017 · 1 yr 9 mos
J. W. Cole Advisors, INC.
January 2014 - March 2016 · 2 yrs 2 mos
J.W. Cole Financial, INC.Broker
October 2013 - October 2016 · 3 yrs
Independent Financial Partners
March 2011 - December 2012 · 1 yr 9 mos
LPL Financial Corporation
May 2008 - December 2010 · 2 yrs 7 mos
LPL Financial LLCBroker
May 2008 - November 2012 · 4 yrs 6 mos
Invest Financial Corporation
September 2006 - November 2007 · 1 yr 2 mos
Invest Financial CorporationBroker
August 2006 - November 2007 · 1 yr 3 mos
Signal Securities, INC.
January 2006 - August 2006 · 7 mos
Signal Securities, INC.Broker
January 2006 - August 2006 · 7 mos
Invest Financial Corporation
December 2005 - January 2006 · 1 mo
Invest Financial CorporationBroker
August 2005 - January 2006 · 5 mos
Gunnallen Financial, INCBroker
July 2004 - August 2005 · 1 yr 1 mo
Gunnallen Financial, INCBroker
June 2003 - July 2004 · 1 yr 1 mo
Signal Securities, INC.Broker
April 2002 - June 2003 · 1 yr 2 mos
E*trade Securities, IncorporatedBroker
September 2001 - April 2002 · 7 mos
Sws Securities INC.Broker
June 2000 - August 2001 · 1 yr 2 mos
1 800daytrade.com, INC.Broker
April 2000 - April 2000 · 0 mos
AmeritradeBroker
May 1999 - March 2000 · 10 mos
1 800daytrade.com, INC.Broker
December 1998 - March 1999 · 3 mos
Olde Discount CorporationBroker
October 1998 - December 1998 · 2 mos
State Registrations6 states
CAFLMTNHSDWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Barry P Toole - Financial Advisor | TrueAdvisor