Michelle Vazquez
Michelle Vazquez is a registered investment advisor at Npa Asset Management, LLC, based in Hato Rey, PR, with 25 years of industry experience. Michelle operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,855 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NPA Asset Management offers several investment management programs:
- Advisor Managed Account Program: Advisors assist clients in developing custom portfolios with various securities. Maximum annual fee is 3% of the account value, negotiable.
- MA Direct Account Program: Advisors help clients select third-party money managers. Maximum annual fee is 3% of the account value, negotiable.
- MA Custom AdvisorFlex Program: Clients choose from model portfolios managed by Lockwood Advisors. Maximum annual fee is 3% of the account value, negotiable.
Fees are payable in advance and are based on the account balance. Clients may also incur transaction charges and other fees. All fees are negotiable.
Location
31 Calaf St, Hato Rey, PR, 00918
Get directionsHistory
Regulatory History (15)
Customer Dispute
July 2020Customer Dispute
October 2018Customer Dispute
October 2018Customer Dispute
August 2018Customer Dispute
July 2018Customer Dispute
May 2018Customer Dispute
February 2018Customer Dispute
January 2018Customer Dispute
October 2017Customer Dispute
October 2017Customer Dispute
August 2017Financial
July 2017Customer Dispute
October 2015Customer Dispute
November 2014Customer Dispute
April 2014Other Business ActivitiesSells Insurance
Michelle is an independent insurance agent and dually registered with NPA Asset Management and Nationwide Planning Associates Inc. She also sells sweets and pastries during the Christmas season, sells real estate, and owns an online clothing brand called Ikoniik LLC.
Employment History
Current Registrations
Npa Asset Management, LLC
Nationwide Planning Associates INC.Broker
Previous Registrations
Npa Asset Management, LLC
Oriental Financial Services CORP.Broker
Santander Securities
Santander SecuritiesBroker
UBS Financial Services INC.Broker
UBS Financial Services Incorporated of Puerto RicoBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.