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Amy Novak

16 Years of Experience
Broker

Amy Novak is a registered investment advisor at Northland Asset Management, based in Minneapolis, MN, with 16 years of industry experience. Amy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 785 clients with $360M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
IM Fee
Planning only
Assets Under Management
$359.9M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northland Asset Management
December 2015 - Present · 10 yrs 4 mos
Northland Securities, INC.Broker
March 2013 - Present · 13 yrs 1 mo
Previous Registrations
Northland Asset Management
April 2013 - December 2015 · 2 yrs 8 mos
First National Capital Markets, INC.
June 2010 - March 2013 · 2 yrs 9 mos
First National Capital MarketsBroker
June 2010 - March 2013 · 2 yrs 9 mos
Primevest Financial Services, INC.
May 2010 - June 2010 · 1 mo
Primevest Financial Services, INC.Broker
March 2010 - June 2010 · 3 mos
State Registrations2 states
IAMN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.