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Michael Leonard

44 Years of Experience
Minneapolis, MN
5 DisclosuresBroker

Michael Leonard is a registered investment advisor at Northland Asset Management, based in Minneapolis, MN, with 44 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 785 clients with $360M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
IM Fee
Planning only
Assets Under Management
$359.9M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2009
Final
Customer Dispute
September 2007
Award / Judgment
Regulatory
June 2007
Final
Customer Dispute
October 2005
Settled
Customer Dispute
March 1988
Settled
Other Business Activities

Michael is the CEO of MDL Consulting Services LLC, a business and sales consulting firm, dedicating a few hours per week. He also works as an advisor for Concierge Services by Sara-Ann LLC, providing concierge services, spending minimal time on this activity.

Employment History
Current Registrations
Northland Asset Management
October 2017 - Present · 8 yrs 9 mos
Northland Securities, INC.Broker
October 2017 - Present · 8 yrs 9 mos
Previous Registrations
The Oak Ridge Financial Services Group, INC
October 2002 - October 2017 · 15 yrs
The Oak Ridge Financial Services Group, INC.Broker
July 2002 - October 2017 · 15 yrs 3 mos
Prudential Securities IncorporatedBroker
August 1994 - August 2002 · 8 yrs
Kidder, Peabody & CO. IncorporatedBroker
November 1988 - August 1994 · 5 yrs 9 mos
Oberweis Securities, INC.Broker
February 1988 - November 1988 · 9 mos
Engler-Budd & Company INC.Broker
August 1987 - February 1988 · 6 mos
M. H. Novick & CO., INC.Broker
November 1983 - August 1987 · 3 yrs 9 mos
Piper, Jaffray & Hopwood IncorporatedBroker
April 1981 - October 1983 · 2 yrs 6 mos
State Registrations16 states
AZCACOFLIAILLAMDMNMOOHORSDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.